End to end support for SEBI registration and ongoing compliance, with clarity, precision, and regulator aligned execution.

SEBI Registration and Compliance for Investment Advisers and Research Analysts

Why connect with us?

If you are a professional who is:

  • Planning to register as a SEBI Investment Adviser (Individual or Non Individual)

  • Applying for SEBI Research Analyst registration

  • Transitioning from distributor to Investment Adviser

  • Already registered but facing challenges with ongoing SEBI compliances

  • Concerned about audits, inspections, or regulatory communications

Our Services
SEBI Registration

  • Investment Adviser registration

  • Research Analyst registration

  • Conversion from Individual to Non Individual structure

  • Net worth and eligibility structuring support

Ongoing SEBI Compliance

  • Annual compliance and audit coordination

  • Periodic filings and disclosures

  • Net worth monitoring and reporting

  • Handling of SEBI queries and notices

Special Situations

  • Rectification of past non compliances

  • Support during SEBI inspections

  • Change in control, address, or key personnel filings

If you are planning SEBI registration or seeking clarity on ongoing compliance obligations, book a free consultation call.

ADITYA SHARMA AND COMPANY

About Us

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